WASHINGTON, Oct. 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete the Approved Person Registration Category and Adopt a New Definition of Associated Person.
The notice was published in the Federal Register on Oct. 6 by Sherry R. Haywood, Assistant Secretary.
The full text of the notice can be found at: http://www.gpo.gov/fdsys/pkg/FR-2026-10-06/html/2026-20408.htm
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