SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; ORDER APPROVING A PROPOSED RULE CHANGE, AS MODIFIED BY PARTIAL AMENDMENT NO. 1, TO EXEMPT SPECIFIED COLLECTIVE TRUST FUNDS FROM FINRA RULES 5130 (RESTRICTIONS ON THE PURCHASE AND SALE OF INITIAL EQUITY PUBLIC OFFERINGS) AND 5131(B) (NEW ISSUE ALLOCATIONS AND DISTRIBUTIONS)

WASHINGTON, Oct. 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Exempt Specified Collective Trust Funds From FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131(b) (New Issue Allocations and Distributions).

The notice was published in the Federal Register on Oct. 7 by Sherry R. Haywood, Assistant Secretary.

The full text of the notice can be found at: http://www.gpo.gov/fdsys/pkg/FR-2026-10-07/html/2026-20506.htm

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