WASHINGTON, Sept. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 4522 (Periodic Security Counts, Verifications and Comparisons) To Simplify Position Statement and Reconciliation Requirements for Certain Alternative Investments.
The notice was published in the Federal Register on Sept. 9 by Sherry R. Haywood, Assistant Secretary.
The full text of the notice can be found at: http://www.gpo.gov/fdsys/pkg/FR-2026-09-09/html/2026-18292.htm
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