MUMBAI, India, July 31 -- Reserve Bank of India issued the following notification:
RBI/DoS/2026-27/417
DoS.CO.PPG.11/11.01.005/2026-27
July 31, 2026
Reserve Bank of India (Small Finance Banks - Compliance Function) Directions, 2026
Table of Contents Introduction Chapter I - Preliminary A. Short Title and Commencement B. Applicability C. Definitions Chapter II - Governance and Oversight A. Role of the Board B. Role of the Senior Management C. Compliance Policy Chapter III - Scope, Structure and Responsibilities A. Scope B. Group-wide Compliance C. Structure D. Staffing E. Roles and Responsibilities F. Compliance Culture G. Quality Assurance and Internal Audit Chapter IV - Chief Compliance Officer A. Appointment B. Authority, Stature, an...