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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO EXEMPT CLOSED-END MANAGEMENT INVESTMENT COMPANIES REGISTERED UNDER THE INVESTMENT COMPANY ACT OF 1940 THAT ARE LISTED AS OF OR AFTER MAY 20, 2025 FROM THE ANNUAL MEETING OF SHAREHOLDERS REQUIREMENT SET FORTH IN EXCHANGE RULE 14.10(F)

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Act... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ BX, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND BX EQUITY 4, RULE 4702(B)(4)(C) TO SPECIFY THAT THE "TIME-IN-FORCE" ORDER ATTRIBUTE OF "IMMEDIATE-OR-CANCEL" IS NOT AVAILABLE TO POST-ONLY ORDERS ENTERED THROUGH THE CORE FIX PROTOCOL

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ BX, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO PROPOSAL TO DELAY INTRODUCTION OF BX OTTO

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 204-5

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 204-5. The n... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; BOX EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND BOX RULE 5030 (WITHDRAWAL OF APPROVAL OF UNDERLYING SECURITIES) TO ADOPT AN EXCEPTION FOR OPENING TRANSACTIONS BY MARKET MAKERS TO ACCOMMODATE CLOSING TRANSACTIONS OF OTHER MARKET PARTICIPANTS

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ MRX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE MRX PRICING SCHEDULE AT OPTIONS 7, SECTION 3

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE AMENDING SECTION 302.00 OF THE NYSE LISTED COMPANY MANUAL TO EXEMPT CLOSED-END FUNDS REGISTERED UNDER THE INVESTMENT COMPANY ACT OF 1940 FROM THE REQUIREMENT TO HOLD ANNUAL SHAREHOLDER MEETINGS

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 22C-1

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 22c-1. The notice ... Read More


RAILROAD RETIREMENT BOARD ISSUES NOTICE: PRIVACY ACT OF 1974; SYSTEM OF RECORDS

WASHINGTON, Dec. 5 -- Railroad Retirement Board has issued a notice called: Privacy Act Of 1974; System of Records. The notice was published in the Federal Register on Dec. 5 by Stephanie Hillyard, S... Read More


RAILROAD RETIREMENT BOARD ISSUES NOTICE: PRIVACY ACT OF 1974; SYSTEM OF RECORDS

WASHINGTON, Dec. 5 -- Railroad Retirement Board has issued a notice called: Privacy Act of 1974; System of Records. The notice was published in the Federal Register on Dec. 5 by Stephanie Hillyard, S... Read More