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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF PARTIAL AMENDMENT NO. 1 TO PROPOSED RULE CHANGE TO AMEND FINRA RULE 2210 (COMMUNICATIONS WITH THE PUBLIC)

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Partial Amendment No. 1 to ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: MUZINICH AVIATION INCOME FUND (MAIR) AND MUZINICH & CO., INC.

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Muzinich Aviation Income Fund (mAIR) and Muzinich & Co, Inc. The notice was published in the Federal Register on J... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: NO ADJUSTMENT TO CIVIL MONETARY PENALTY AMOUNTS

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: No Adjustment to Civil Monetary Penalty Amounts. The notice was published in the Federal Register on July 7 by She... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND RULES 5.32-O AND 5.35-O

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rules 5.32-O an... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: GOEHRING & ROZENCWAJG INVESTMENT FUNDS AND GOEHRING & ROZENCWAJG ASSOCIATES, LLC

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Goehring & Rozencwajg Investment Funds and Goehring & Rozencwajg Associates, LLC. The notice was published in the ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; TEXAS STOCK EXCHANGE LLC; NOTICE OF FILING OF AMENDMENT NO. 1 TO A PROPOSED RULE CHANGE TO AMEND CERTAIN PARTS OF ITS OPENING AND CLOSING AUCTIONS

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE CONNECTIVITY FEE SCHEDULE

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Propo... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND RULE 903G AND 906G

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of a Proposed Rule Change To Amend Rule 903G and... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC AND NYSE ARCA, INC.; NOTICE OF FILING AND ORDER GRANTING ACCELERATED APPROVAL OF PROPOSED RULE CHANGES CONCERNING THE SINGLE COMPONENT CONCENTRATION LIMIT OF THE MSCI EMERGING MARKETS INDEX

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC and NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerat... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CHICAGO MERCANTILE EXCHANGE INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE RELATING TO ADOPTION OF CHICAGO MERCANTILE EXCHANGE'S RULES GOVERNING SECURITY FUTURES PRODUCT LISTING STANDARDS, ADOPTION OF CHICAGO MERCANTILE EXCHANGE INC.'S RULES GOVERNING SECURITY FUTURES ADJUSTMENTS, AND ADOPTION OF CHICAGO MERCANTILE EXCHANGE INC.'S RULES GOVERNING CASH-SETTLED SINGLE STOCK SECURITY FUTURES

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of a ... Read More