SUSQUEHANNA RIVER BASIN COMMISSION ISSUES NOTICE: MINOR MODIFICATION APPROVAL

WASHINGTON, Nov. 10 -- Susquehanna River Basin Commission has issued a notice called: Minor Modification Approval. The notice was published in the Federal Register on Nov. 10 by Jason E. Oyler, Gener... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ORDER CANCELLING REGISTRATIONS OF CERTAIN MUNICIPAL ADVISORS PURSUANT TO SECTION 15B(C)(3) OF THE SECURITIES EXCHANGE ACT OF 1934

WASHINGTON, Nov. 10 -- Securities And Exchange Commission has issued a notice called: Order Cancelling Registrations of Certain Municipal Advisors Pursuant to Section 15B(c)(3) of the Securities Excha... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: BLUEROCK ETF TRUST AND BLUEROCK ETF ADVISOR, LLC

WASHINGTON, Nov. 10 -- Securities And Exchange Commission has issued a notice called: Bluerock ETF Trust and Bluerock ETF Advisor, LLC. The notice was published in the Federal Register on Nov. 10 by ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: HORIZON INVESTMENTS, LLC AND HORIZON FUNDS

WASHINGTON, Nov. 10 -- Securities And Exchange Commission has issued a notice called: Horizon Investments, LLC and Horizon Funds. The notice was published in the Federal Register on Nov. 10 by Sherry... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; ICE CLEAR CREDIT LLC; NOTICE OF FILING OF PROPOSED RULE CHANGE RELATING TO THE PROCEDURES FOR MONITORING COMPLIANCE WITH THE ELIGIBLE SECONDARY MARKET TRANSACTION SUBMISSION REQUIREMENTS

WASHINGTON, Nov. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the Proc... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND IEX RULE 3.291 (INFLUENCING OR REWARDING EMPLOYEES OF OTHERS; GRATUITIES), TO CONFORM TO THE RULES OF FINRA FOR PURPOSES OF AN AGREEMENT BETWEEN THE EXCHANGE AND FINRA PURSUANT TO RULE 17D-2 UNDER THE ACT

WASHINGTON, Nov. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE, AS MODIFIED BY PARTIAL AMENDMENT NO. 1, TO ESTABLISH A GUARANTY FUND AT THE GOVERNMENT SECURITIES DIVISION

WASHINGTON, Nov. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Instituting Proceedings To Determine Wheth... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; TEXAS STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 17.180 TO PERMIT AN ISSUER TO ELECT A HIGHER LISTING TIER FOR AN EXCHANGE TRADED PRODUCT DURING A CALENDAR YEAR AND TO PROVIDE FOR THE RELATED INCREMENTAL LISTING FEE

WASHINGTON, Nov. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Propose... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; BOX EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MAKE VARIOUS CLEAN UP CHANGES AND A NUMBER OF TECHNICAL, NON-SUBSTANTIATIVE CHANGES TO ITS RULEBOOK

WASHINGTON, Nov. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; 24X NATIONAL EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE TRANSACTION FEES APPLICABLE TO MEMBERS OF THE EXCHANGE

WASHINGTON, Nov. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed... Read More

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