WASHINGTON, Nov. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 3.291 (Influencing or Rewarding Employees of Others; Gratuities), To Conform to the Rules of FINRA for Purposes of an Agreement Between the Exchange and FINRA Pursuant To Rule 17d-2 Under the Act.
The notice was published in the Federal Register on Nov. 10 by Sherry R. Haywood, Assistant Secretary.
The full text of the notice can be found at: http://www.gpo.gov/fdsys/pkg/FR-2026-11-10/html/2026-22845.htm
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