WASHINGTON, July 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend the FINRA Rule 6700 Series (Trade Reporting and Compliance Engine) (TRACE) To Expand the Scope of the Non-Member Affiliate-Principal Transaction Indicator to Also Include Member Affiliates.
The notice was published in the Federal Register on July 29 by Sherry R. Haywood, Assistant Secretary.
The full text of the notice can be found at: http://www.gpo.gov/fdsys/pkg/FR-2026-07-29/html/2026-15251.htm
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