SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF FILING OF PARTIAL AMENDMENT NO. 1 AND ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE, AS MODIFIED BY PARTIAL AMENDMENT NO. 1, TO EXEMPT SPECIFIED COLLECTIVE TRUST FUNDS FROM FINRA RULES 5130 (RESTRICTIONS ON THE PURCHASE AND SALE OF INITIAL PUBLIC OFFERINGS) AND 5131(B) (NEW ISSUE ALLOCATIONS AND DISTRIBUTIONS)

WASHINGTON, July 14 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Exempt Specified Collective Trust Funds From FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Public Offerings) and 5131(b) (New Issue Allocations and Distributions).

The notice was published in the Federal Register on July 14 by Sherry R. Haywood, Assistant Secretary.

The full text of the notice can be found at: http://www.gpo.gov/fdsys/pkg/FR-2026-07-14/html/2026-14105.h...