SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND FINRA RULES 0150 (APPLICATION OF RULES TO EXEMPTED SECURITIES EXCEPT MUNICIPAL SECURITIES), 2165 (FINANCIAL EXPLOITATION OF SPECIFIED ADULTS) AND 4512 (CUSTOMER ACCOUNT INFORMATION) AND TO ADOPT FINRA RULE 2166 (TEMPORARY DELAYS FOR SUSPECTED FRAUD)

WASHINGTON, Sept. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 0150 (Application of Rules to Exempted Securities Except Municipal Securities), 2165 (Financial Exploitation of Specified Adults) and 4512 (Customer Account Information) and To Adopt FINRA Rule 2166 (Temporary Delays for Suspected Fraud).

The notice was published in the Federal Register on Sept. 9 by Sherry R. Haywood, Assistant Secretary.

The full text of the notice can be found at: http://www.gpo.gov/fdsys/pkg/FR-2026-09-09/html/2026-18293.htm

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