SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO EXCEPT ACCOUNTS PURSUANT TO SECTION 530A OF THE INTERNAL REVENUE CODE FROM THE REQUIREMENTS OF FINRA RULE 3210 (ACCOUNTS AT OTHER BROKER-DEALERS AND FINANCIAL INSTITUTIONS)

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Except Accounts Pursuant to Section 530A of the Internal Revenue Code From the Requirements of FINRA Rule 3210 (Accounts At Other Broker-Dealers and Financial Institutions).

The notice was published in the Federal Register on July 7 by Sherry R. Haywood, Assistant Secretary.

The full text of the notice can be found at: http://www.gpo.gov/fdsys/pkg/FR-2026-07-07/html/2026-13648.htm

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