SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROGRAM FOR ALLOCATION OF REGULATORY RESPONSIBILITIES PURSUANT TO RULE 17D-2; NOTICE OF FILING AND ORDER APPROVING AND DECLARING EFFECTIVE AN AMENDED PLAN FOR THE ALLOCATION OF REGULATORY RESPONSIBILITIES BETWEEN THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. AND INVESTORS EXCHANGE LLC

WASHINGTON, May 1 -- Securities And Exchange Commission has issued a notice called: Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Investors Exchange LLC.

The notice was published in the Federal Register on May 1 by J. Matthew DeLesDernier, Deputy Secretary.

The full text of the notice can be found at: http://www.gpo.gov/fdsys/pkg/FR-2026-05-01/html/2026-08474.htm

Disclaimer: Curated by HT Syndication....