SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AMENDED AND RESTATED ORDER UNDER SECTION 17(H)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 GRANTING EXEMPTION FROM RULE 17H-1T AND RULE 17H-2T FOR CERTAIN BROKER-DEALERS MAINTAINING CAPITAL OF LESS THAN $100 MILLION AND TOTAL ASSETS OF LESS THAN $1 BILLION

WASHINGTON, Feb. 26 -- Securities And Exchange Commission has issued a notice called: Amended and Restated Order Under Section 17(h)(4) of the Securities Exchange Act of 1934 Granting Exemption From Rule 17h-1T and Rule 17h-2T for Certain Broker-Dealers Maintaining Capital of Less Than $100 Million and Total Assets of Less Than $1 Billion.

The notice was published in the Federal Register on Feb. 26 by Sherry R. Haywood, Assistant Secretary.

The full text of the notice can be found at: http://www.gpo.gov/fdsys/pkg/FR-2026-02-26/html/2026-03871.htm

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