SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: DEREGISTRATION UNDER SECTION 8(F) OF THE INVESTMENT COMPANY ACT OF 1940

WASHINGTON, April 1 -- Securities And Exchange Commission has issued a notice called: Deregistration Under Section 8(f) of the Investment Company Act of 1940. The notice was published in the Federal ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 203-2 & FORM ADV-W

WASHINGTON, April 1 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 203-2 & Form ADV-W... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING OF AMENDMENT NO. 1 AND ORDER GRANTING ACCELERATED APPROVAL OF A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO AMEND THE INITIAL LISTING STANDARDS SET FORTH IN SECTIONS 101 AND 102 OF THE NYSE AMERICAN COMPANY GUIDE

WASHINGTON, April 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerat... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ MRX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO EXTEND THE DESIGNATED DATE FOR REMOVAL OF THE EXCHANGE'S DEDICATED GPS ANTENNA SERVICE UNDER RULE GENERAL 8, SECTION 1(D)

WASHINGTON, April 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON A PROPOSED RULE CHANGE AMENDING SECTION 703.12(II) OF THE NYSE LISTED COMPANY MANUAL TO EXPAND THE CIRCUMSTANCES UNDER WHICH RIGHTS MAY BE LISTED ON THE NYSE

WASHINGTON, April 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commissio... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO EXTEND THE DESIGNATED DATE FOR REMOVAL OF THE EXCHANGE'S DEDICATED GPS ANTENNA SERVICE UNDER RULE GENERAL 8, SECTION 1(D)

WASHINGTON, April 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: JOINT INDUSTRY PLAN; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF THE FIFTY-SIXTH AMENDMENT TO THE JOINT SELF-REGULATORY ORGANIZATION PLAN GOVERNING THE COLLECTION, CONSOLIDATION AND DISSEMINATION OF QUOTATION AND TRANSACTION INFORMATION FOR NASDAQ-LISTED SECURITIES TRADED ON EXCHANGES ON AN UNLISTED TRADING PRIVILEGES BASIS

WASHINGTON, April 1 -- Securities And Exchange Commission has issued a notice called: Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fifty-Sixth Amendment to the Joint Self-R... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO EXTEND THE DESIGNATED DATE FOR REMOVAL OF THE EXCHANGE'S DEDICATED GPS ANTENNA SERVICE UNDER GENERAL 8, SECTION 1(D)

WASHINGTON, April 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 15C3-1

WASHINGTON, April 1 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15c3-1. The notic... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO EXTEND THE DESIGNATED DATE FOR REMOVAL OF THE EXCHANGE'S DEDICATED GPS ANTENNA SERVICE UNDER RULE GENERAL 8, SECTION 1(D)

WASHINGTON, April 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More

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