RESERVE BANK OF INDIA (NON-BANKING FINANCIAL COMPANIES - COMPLIANCE FUNCTION) DIRECTIONS, 2026TABLE OF CONTENTS

MUMBAI, India, July 31 -- Reserve Bank of India issued the following notification:

RBI/DoS/2026-27/460

DoS.CO.PPG.54/11.01.005/2026-27

July 31, 2026

Reserve Bank of India (Non-Banking Financial Companies - Compliance Function) Directions, 2026

Table of Contents Introduction Chapter I - Preliminary A. Short Title and Commencement B. Applicability C. Definitions Chapter II - Governance and Oversight A. Role of the Board B. Role of the Senior Management C. Compliance Policy Chapter III - Scope, Structure, and Responsibilities A. Scope B. Structure C. Staffing D. Roles and Responsibilities E. Internal Audit Chapter IV - Chief Compliance Officer A. Appointment B. Authority, Stature, and Independence C. Reporting Requirements D. Roles and Re...