Exclusive

Publication

Byline

Location

SMALL BUSINESS ADMINISTRATION ISSUES NOTICE: ADMINISTRATIVE DECLARATION OF A DISASTER FOR THE STATE OF CONNECTICUT

WASHINGTON, Oct. 6 -- Small Business Administration has issued a notice called: Administrative Declaration of a Disaster for the State of Connecticut. The notice was published in the Federal Register... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE OPTIONS CLEARING CORPORATION; ORDER SETTING ASIDE ACTION BY DELEGATED AUTHORITY AND APPROVING PROPOSED RULE CHANGE, AS MODIFIED BY PARTIAL AMENDMENT NO. 1, BY THE OPTIONS CLEARING CORPORATION CONCERNING METHODOLOGY TO ALLOCATE CLEARING FUND DEPOSIT REQUIREMENTS AMONG ITS CLEARING MEMBERS TO BETTER ALIGN THE ALLOCATION WITH THE SIZING OF THE CLEARING FUND SO STRESS BASED RISK IS FAIRLY ALLOTTED TO MARKET PARTICIPANTS THAT EXPOSE OCC TO SUCH STRESS RISK

WASHINGTON, Oct. 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Options Clearing Corporation; Order Setting Aside Action by Delegated Authority ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; TEXAS STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO ADOPT A TRANSACTION FEE APPLICABLE TO ORDERS THAT EXECUTE IN AUCTIONS ON THE EXCHANGE

WASHINGTON, Oct. 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO AMEND RULES 903G AND 906G

WASHINGTON, Oct. 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Order Instituting Proceedings To Determine Whether To Approve or ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO DELETE THE APPROVED PERSON REGISTRATION CATEGORY AND ADOPT A NEW DEFINITION OF ASSOCIATED PERSON

WASHINGTON, Oct. 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Propo... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 22.6

WASHINGTON, Oct. 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 22.6

WASHINGTON, Oct. 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 0-5

WASHINGTON, Oct. 6 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 0-5. The notice wa... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE C2 EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 5.52

WASHINGTON, Oct. 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed R... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ACKNOWLEDGEMENT OF RECEIPT OF NOTICE OF REGISTRATION AS A NATIONAL SECURITIES EXCHANGE PURSUANT TO SECTION 6(G) OF THE SECURITIES EXCHANGE ACT OF 1934 BY ICE FUTURES U.S., INC.

WASHINGTON, Oct. 6 -- Securities And Exchange Commission has issued a notice called: Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of ... Read More