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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 31A-1

WASHINGTON, Aug. 7 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 31a-1. The n... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND EQUITY 7, SECTION 122 TO REMOVE DAILY LIST AND FUNDAMENTAL DATA FROM THE NASDAQ RULEBOOK AND CLARIFY HOW CERTAIN INFORMATION WILL BE DISTRIBUTED

WASHINGTON, Aug. 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 15G-2

WASHINGTON, Aug. 7 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15g-2. The n... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ MRX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND OPTIONS 3, SECTION 1 AND OPTIONS 3C, SECTION 4(D)

WASHINGTON, Aug. 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 0-2 UNDER THE INVESTMENT COMPANY ACT OF 1940, GENERAL REQUIREMENTS OF PAPERS AND APPLICATIONS

WASHINGTON, Aug. 7 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 0-2 Under the... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: FORM N-54C

WASHINGTON, Aug. 7 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form N-54C. The notice ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MODIFY THE NYSE AMERICAN OPTIONS FEE SCHEDULE TO REMOVE MSCI RELATED INDEX OPTIONS FROM CERTAIN TIER DISCOUNTS AND INCENTIVE PROGRAMS AND ADD A BREAK-UP CREDIT FOR CERTAIN EXECUTIONS IN THE CUSTOMER BEST EXECUTION ("CUBE") AUCTION

WASHINGTON, Aug. 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MODIFY THE NYSE AMERICAN OPTIONS FEE SCHEDULE TO AMEND THE MANUAL BILLABLE REBATE PROGRAM AND ADD A CREDIT UNDER THE FIRM MONTHLY FEE CAP

WASHINGTON, Aug. 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: FORM S-6, FOR REGISTRATION UNDER THE SECURITIES ACT OF 1933 OF UNIT INVESTMENT TRUSTS REGISTERED ON FORM N-8B-2

WASHINGTON, Aug. 7 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form S-6, for Regi... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CME SECURITIES CLEARING INC.; NOTICE OF FILING OF PROPOSED RULE CHANGE TO ADOPT CMESC MARGIN POLICY

WASHINGTON, Aug. 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Adopt CMES... Read More