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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE CONNECTIVITY FEE SCHEDULE

WASHINGTON, July 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE TEXAS, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ADOPT A POLICY RELATING TO THE EXCHANGE'S TREATMENT OF TRADE REPORTS

WASHINGTON, July 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE BY TO AMEND THE BY-LAWS TO ESTABLISH THE ROLE OF OBSERVERS

WASHINGTON, July 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 6E-2 AND FORM N-6EI-1

WASHINGTON, July 6 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 6e-2 and Form N-6EI... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MODIFY THE NYSE ARCA OPTIONS FEE SCHEDULE REGARDING FEES AND REBATES APPLICABLE TO MANUAL TRANSACTIONS

WASHINGTON, July 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON A PROPOSED RULE CHANGE TO ADOPT FINRA RULE 4321 (ALLOCATIONS OF FAIL TO DELIVER POSITIONS) AND AMEND FINRA RULE 4560 (SHORT-INTEREST REPORTING)

WASHINGTON, July 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Per... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE CONNECTIVITY FEE SCHEDULE

WASHINGTON, July 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: BLUE TRACTOR ETF TRUST, ET AL.

WASHINGTON, July 6 -- Securities And Exchange Commission has issued a notice called: Blue Tractor ETF Trust, et al. The notice was published in the Federal Register on July 6 by Sherry R. Haywood, As... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE BY-LAWS TO ESTABLISH THE ROLE OF OBSERVERS

WASHINGTON, July 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effecti... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; TEXAS STOCK EXCHANGE LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND A CONTINUED LISTING STANDARD RELATING TO BENEFICIAL HOLDERS APPLICABLE TO ETF SHARES LISTED ON THE EXCHANGE UNDER RULE 17.104(B)(2)(B)

WASHINGTON, July 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend a Cont... Read More