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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 11.15 (CLEARLY ERRONEOUS EXECUTIONS)

WASHINGTON, Oct. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE PURSUANT TO IEX RULE 15.110(A) AND (C) TO MODIFY THE REQUIRED CRITERIA TO QUALIFY FOR THE REDUCED INCREMENTAL FEE

WASHINGTON, Oct. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MEMX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S FEE SCHEDULE

WASHINGTON, Oct. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE NYSE ARCA OPTIONS PROPRIETARY MARKET DATA FEE SCHEDULE TO ADOPT FEES FOR ONE-MINUTE INTRA-DAY VOLUME REPORTS

WASHINGTON, Oct. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE NYSE AMERICAN OPTIONS PROPRIETARY MARKET DATA FEE SCHEDULE TO ADOPT FEES FOR ONE-MINUTE INTRA-DAY VOLUME REPORTS

WASHINGTON, Oct. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: DPP INVESTORS 2025 LP AND DLA PIPER LLP (US)

WASHINGTON, Oct. 9 -- Securities And Exchange Commission has issued a notice called: DPP Investors 2025 LP and DLA Piper LLP (US). The notice was published in the Federal Register on Oct. 9 by Sherry... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE PURSUANT TO IEX RULE 15.110(A) AND (C) TO AMEND THE IEX EQUITIES FEE SCHEDULE

WASHINGTON, Oct. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: CBOE CLEAR U.S., LLC; NOTICE OF FILING OF AN AMENDMENT TO APPLICATION FOR REGISTRATION AS A CLEARING AGENCY UNDER SECTION 17A OF THE SECURITIES EXCHANGE ACT OF 1934

WASHINGTON, Oct. 9 -- Securities And Exchange Commission has issued a notice called: Cboe Clear U.S, LLC; Notice of Filing of an Amendment to Application for Registration as a Clearing Agency Under Se... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MEMX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S FEE SCHEDULE

WASHINGTON, Oct. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S TRANSACTION FEES AT NASDAQ EQUITY 7, SECTION 118, TO ESTABLISH A TIER OF CREDIT FOR NON-DISPLAYED ORDERS (OTHER THAN SUPPLEMENTAL ORDERS) THAT PROVIDE LIQUIDITY

WASHINGTON, Oct. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Propo... Read More