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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AMG BBH ASSET-BACKED CREDIT FUND, LLC, ET AL.; AUGUST 10, 2026.

WASHINGTON, Aug. 13 -- Securities And Exchange Commission has issued a notice called: AMG BBH Asset-Backed Credit Fund, LLC, et al.; August 10, 2026. The notice was published in the Federal Register ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MEMX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 14.1 REGARDING INFORMATION CIRCULAR REQUIREMENTS

WASHINGTON, Aug. 13 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND MARKET MAKER QUOTING OBLIGATIONS

WASHINGTON, Aug. 13 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ ISE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND MARKET MAKER QUOTATION OBLIGATIONS

WASHINGTON, Aug. 13 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND MARKET MAKER QUOTING OBLIGATIONS

WASHINGTON, Aug. 13 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROGRAM FOR ALLOCATION OF REGULATORY RESPONSIBILITIES PURSUANT TO RULE 17D-2; NOTICE OF FILING AND ORDER APPROVING AND DECLARING EFFECTIVE AN AMENDMENT TO THE PLAN FOR THE ALLOCATION OF REGULATORY RESPONSIBILITIES AMONG NYSE AMERICAN LLC, CBOE BZX EXCHANGE, INC., THE CBOE EDGX EXCHANGE, INC., CBOE C2 EXCHANGE, INC., CBOE EXCHANGE, INC., NASDAQ ISE, LLC, FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., NYSE ARCA, INC., THE NASDAQ STOCK MARKET LLC, BOX EXCHANGE LLC, NASDAQ TEXAS, LLC, NASDAQ PHLX LLC, MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC, NASDAQ GEMX, LLC, NASDAQ MRX, LLC, MIAX PEARL, LLC, MIAX EMERALD, LLC, MIAX SAPPHIRE, MEMX LLC, MX2 LLC, AND INVESTORS EXCHANGE LLC CONCERNING OPTIONS-RELATED MARKET SURVEILLANCE

WASHINGTON, Aug. 13 -- Securities And Exchange Commission has issued a notice called: Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ MRX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND MARKET MAKER QUOTING OBLIGATIONS

WASHINGTON, Aug. 13 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LCH SA; NOTICE OF FILING OF PROPOSED RULE CHANGE RELATING TO THE LCH SA CALM MINIMUM CASH COLLATERAL REQUIREMENT AND TO LCH LIQUIDITY RISK POLICY

WASHINGTON, Aug. 13 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the LCH SA CaLM Minimu... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: REOPENING OF COMMENT PERIOD; NOTICES OF REQUEST FOR EXEMPTIVE RELIEF, PURSUANT TO SECTION 36(A) OF THE SECURITIES EXCHANGE ACT OF 1934, FROM CERTAIN ASPECTS OF RULE 17AD-22(E)(18)(IV) OF THE SECURITIES EXCHANGE ACT OF 1934 AND REQUESTS FOR COMMENT

WASHINGTON, Aug. 13 -- Securities And Exchange Commission has issued a notice called: Reopening of Comment Period; Notices of Request for Exemptive Relief, Pursuant to Section 36(a) of the Securities ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 30B1-7 AND FORM N-MFP

WASHINGTON, Aug. 13 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 30b1-7 and Form N-... Read More