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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: NORTHERN LIGHTS FUND TRUST AND OCEAN PARK ASSET MANAGEMENT, LLC

WASHINGTON, Aug. 17 -- Securities And Exchange Commission has issued a notice called: Northern Lights Fund Trust and Ocean Park Asset Management, LLC. The notice was published in the Federal Register... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX EMERALD, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE MIAX EMERALD OPTIONS EXCHANGE FEE SCHEDULE REGARDING THE ROUTING FEE TABLE

WASHINGTON, Aug. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE MIAX SAPPHIRE OPTIONS EXCHANGE FEE SCHEDULE TO AMEND FEES AND REBATES FOR PROFESSIONAL CUSTOMER ORDERS FOR QCC AND CQCC TRANSACTIONS, AND ESTABLISH A TIERED FEE STRUCTURE FOR AWAY MARKET MAKER FACILITATION OF CUSTOMER QFOS OR CQFOS

WASHINGTON, Aug. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND ITS FEE SCHEDULE

WASHINGTON, Aug. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE MIAX SAPPHIRE OPTIONS EXCHANGE FEE SCHEDULE REGARDING THE ROUTING FEE TABLE

WASHINGTON, Aug. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SUNSHINE ACT MEETINGS

WASHINGTON, Aug. 17 -- Securities And Exchange Commission has issued a notice called: Sunshine Act Meetings. The notice was published in the Federal Register on Aug. 17 by Vanessa A. Countryman, Secr... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE OPTIONS CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE BY THE OPTIONS CLEARING CORPORATION CONCERNING AMENDMENTS TO ITS RULES TO ESTABLISH A PROCEDURES-BASED APPROACH FOR DETERMINING PRODUCT ELIGIBILITY DURING OVERNIGHT OR EXTENDED TRADING SESSIONS UTILIZING ITS CURRENT ETH RISK MANAGEMENT FRAMEWORK

WASHINGTON, Aug. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The O... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE FEE SCHEDULE REGARDING THE ROUTING FEE TABLE

WASHINGTON, Aug. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effect... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ELEVATION SERIES TRUST AND NORRIS PERNE AND FRENCH LLP

WASHINGTON, Aug. 17 -- Securities And Exchange Commission has issued a notice called: Elevation Series Trust and Norris Perne and French LLP. The notice was published in the Federal Register on Aug. ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ ISE, LLC; ORDER APPROVING A PROPOSED RULE CHANGE TO AMEND THE SHORT TERM OPTION SERIES PROGRAM RELATED TO QUALIFYING SECURITIES

WASHINGTON, Aug. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving a Proposed Rule Change To Amend the Short Term Opt... Read More