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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LONG-TERM STOCK EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE LTSE FEE SCHEDULE TO ADD AN INCENTIVE PROGRAM FOR MARKET MAKERS

WASHINGTON, Oct. 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Pro... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 17AD-22

WASHINGTON, Oct. 16 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17Ad-22. The noti... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CME SECURITIES CLEARING INC.; ORDER APPROVING PROPOSED RULE CHANGE TO AMEND RULE 410, RULE 101, THE CAPPED LIQUIDITY FACILITY PROCEDURE, AND THE LIQUIDITY RISK MANAGEMENT POLICY

WASHINGTON, Oct. 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; CME Securities Clearing Inc.; Order Approving Proposed Rule Change To Amend Rule 41... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: STELLUS CAPITAL INVESTMENT CORPORATION, ET AL.

WASHINGTON, Oct. 16 -- Securities And Exchange Commission has issued a notice called: Stellus Capital Investment Corporation, et al. The notice was published in the Federal Register on Oct. 16 by She... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 515A, MIAX PRICE IMPROVEMENT MECHANISM ("PRIME") AND PRIME SOLICITATION MECHANISM

WASHINGTON, Oct. 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effect... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE 7.18 REGARDING TRADING HALTS

WASHINGTON, Oct. 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: FORM N-17F-2

WASHINGTON, Oct. 16 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form N-17f-2. Th... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BYX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 14.1 REGARDING INFORMATION CIRCULAR REQUIREMENTS

WASHINGTON, Oct. 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 17G-3

WASHINGTON, Oct. 16 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17g-3. The notice... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 19.3 AND RULE 19.4 TO ESTABLISH GENERIC LISTING CRITERIA AND CONTINUED LISTING STANDARDS FOR OPTIONS ON COMMODITY-BASED TRUSTS HOLDING MULTIPLE CRYPTO ASSETS AND TO PERMIT THE LISTING OF OPTIONS ON EXCHANGE-TRADED FUNDS

WASHINGTON, Oct. 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More