Exclusive

Publication

Byline

Location

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 17AD-3(B)

WASHINGTON, Oct. 23 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ad-3(b). ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO RESTORE FORMER RULE 123D

WASHINGTON, Oct. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 17G-1

WASHINGTON, Oct. 23 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17g-1. The ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING OF PROPOSED RULE CHANGE TO AMEND RULE 7.10 (CLEARLY ERRONEOUS EXECUTIONS)

WASHINGTON, Oct. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: FIS TRUST AND FAITH INVESTOR SERVICES, LLC

WASHINGTON, Oct. 23 -- Securities And Exchange Commission has issued a notice called: FIS Trust and Faith Investor Services, LLC. The notice was published in the Federal Register on Oct. 23 by Sherry... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION RULE: 15C2-7

WASHINGTON, Oct. 23 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension Rule: 15c2-7. The notic... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE OPTIONS CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE BY THE OPTIONS CLEARING CORPORATION CONCERNING REVISIONS TO OCC RULE 213-CYBERSECURITY OBLIGATIONS

WASHINGTON, Oct. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The O... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; TEXAS STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO ADOPT CORPORATE LISTING FEES ON THE EXCHANGE

WASHINGTON, Oct. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Propose... Read More


NUCLEAR REGULATORY COMMISSION ISSUES NOTICE: SUNSHINE ACT MEETINGS

WASHINGTON, Oct. 23 -- Nuclear Regulatory Commission has issued a notice called: Sunshine Act Meetings. The notice was published in the Federal Register on Oct. 23 by Wesley W. Held, Policy Coordinat... Read More


NUCLEAR REGULATORY COMMISSION ISSUES NOTICE: INFORMATION COLLECTION: DOMESTIC LICENSING OF SOURCE MATERIAL

WASHINGTON, Oct. 23 -- Nuclear Regulatory Commission has issued a notice called: Information Collection: Domestic Licensing of Source Material. The notice was published in the Federal Register on Oct... Read More