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SMALL BUSINESS ADMINISTRATION ISSUES NOTICE: WELLS FARGO STRATEGIC CAPITAL SBIC, L.P.; SURRENDER OF LICENSE OF SMALL BUSINESS INVESTMENT COMPANY

WASHINGTON, Jan. 30 -- Small Business Administration has issued a notice called: Wells Fargo Strategic Capital SBIC, L.P.; Surrender of License of Small Business Investment Company. The notice was pu... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: REGULATION S-AM

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Regulation S-AM. ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULES 5.32-O AND 5.35-O RELATED TO FLEXIBLE EXCHANGE OPTIONS

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 2, TO AMEND THE EXCHANGE'S RULES TO ENABLE THE TRADING OF SECURITIES ON THE EXCHANGE IN TOKENIZED FORM

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change, as Modifie... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MODIFY THE NYSE AMERICAN OPTIONS FEE SCHEDULE TO WAIVE THE COMBINED CAP ON FLOOR BROKER CREDITS PAID FOR QCC TRADES AND REBATES PAID THROUGH THE MANUAL BILLABLE REBATE PROGRAM FOR THE MONTHS OF JANUARY AND FEBRUARY 2026

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; BOX EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND BOX RULE 5050 (SERIES OF OPTIONS CONTRACTS OPEN FOR TRADING) TO PERMIT THE LISTING OF UP TO TWO MONDAY AND WEDNESDAY EXPIRATIONS FOR OPTIONS ON CERTAIN INDIVIDUAL STOCKS OR EXCHANGE-TRADED FUND SHARES

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 10B-10

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 10b-10. The... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: CARILLON SERIES TRUST AND CARILLON TOWER ADVISERS, INC.

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Carillon Series Trust and Carillon Tower Advisers, Inc. The notice was published in the Federal Register on Jan. ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 17A-14 AND FORM CRS

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-14 and F... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND FINRA RULES 5110 (CORPORATE FINANCING RULE-UNDERWRITING TERMS AND ARRANGEMENTS) AND 5123 (PRIVATE PLACEMENTS OF SECURITIES)

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule ... Read More