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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ ISE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S RULES AT OPTIONS 7, SECTION 4-COMPLEX ORDER FEES AND REBATES

WASHINGTON, March 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PAXOS SECURITIES SETTLEMENT COMPANY, LLC; NOTICE OF FILING OF AN AMENDMENT TO APPLICATION FOR REGISTRATION AS A CLEARING AGENCY UNDER SECTION 17A OF THE SECURITIES EXCHANGE ACT OF 1934

WASHINGTON, March 16 -- Securities And Exchange Commission has issued a notice called: Paxos Securities Settlement Company, LLC; Notice of Filing of an Amendment to Application for Registration as a C... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ MRX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S RULES AT OPTIONS 7, SECTION 3-FEES AND REBATES FOR REGULAR ORDERS AND ALL CROSSING ORDERS

WASHINGTON, March 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ MRX, LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO ADOPT NEW OPTIONS RULE 3B TO LIST AND TRADE OUTCOME-RELATED OPTIONS

WASHINGTON, March 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of a Proposed Rule Change To Adopt New Options R... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; ORDER GRANTING APPROVAL OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 14.12

WASHINGTON, March 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amen... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SUNSHINE ACT MEETINGS

WASHINGTON, March 16 -- Securities And Exchange Commission has issued a notice called: Sunshine Act Meetings. The notice was published in the Federal Register on March 16 by Vanessa A. Countryman, Se... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON A PROPOSED RULE CHANGE TO AMEND THE OPENING AUCTION PROCESS PROVIDED UNDER RULE 11.23(B)(2)(B) TO DELAY THE OPENING AUCTION UNDER CERTAIN MARKET CONDITIONS IN ORDER TO IMPROVE PRICE DISCOVERY AND ALLOW EXECUTIONS TO OCCUR AT PRICES THAT BETTER REFLECT CURRENT MARKET CONDITIONS

WASHINGTON, March 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission A... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND ITS FEES SCHEDULE TO AMEND THE CUSTOMER VOLUME TIER AND THE MARKET MAKER VOLUME TIER PROGRAMS, AND TO ELIMINATE THE FIRM PENNY PROGRAM CROSS-ASSET TIER PROGRAM

WASHINGTON, March 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propos... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO ADOPT ADDITIONAL INITIAL LISTING CRITERIA FOR COMPANIES PRIMARILY OPERATING IN CHINA

WASHINGTON, March 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commissi... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: JPMORGAN PRIVATE MARKETS FUND, ET AL.

WASHINGTON, March 16 -- Securities And Exchange Commission has issued a notice called: JPMorgan Private Markets Fund, et al. The notice was published in the Federal Register on March 16 by Vanessa A.... Read More