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SMALL BUSINESS ADMINISTRATION ISSUES NOTICE: INTEREST RATES

WASHINGTON, Dec. 22 -- Small Business Administration has issued a notice called: Interest Rates. The notice was published in the Federal Register on Dec. 22 by Daniel J. Pische, Director, Office of F... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO AMEND FUNCTIONALITY RELATING TO THE PROCESSING OF AUCTION RESPONSES

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO DISCONTINUE THE GOOD-TILL-CANCELLED TIME-IN-FORCE ORDER ATTRIBUTE IN ITS EQUITIES MARKET

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ BX, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO ADOPT BX OPTIONS 9, SECTION 25 TO CODIFY AN OPTIONS UNBUNDLING RULE

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; TEXAS STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO ADOPT CERTAIN CHANGES TO THE GOVERNING DOCUMENTS OF THE EXCHANGE'S PARENT COMPANY

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Propose... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED CHANGE TO AMEND SECTIONS 140 AND 141 OF THE NYSE AMERICAN COMPANY GUIDE

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: MULTI-CLASS ETF FUND EXEMPTIVE RELIEF UNDER THE INVESTMENT COMPANY ACT OF 1940

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Multi-Class ETF Fund Exemptive Relief Under the Investment Company Act of 1940. The notice was published in the F... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ADOPT NASDAQ OPTIONS 9, SECTION 25 TO CODIFY AN OPTIONS UNBUNDLING RULE

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ADJUST PROFESSIONAL SUBSCRIBER FEES FOR TOP OF PHLX OPTIONS AND PHLX ORDERS FOR INFLATION

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO PROPOSES TO AMEND RULES 5.37, 5.39, 5.73, AND 5.74 TO PERMIT ORDERS FOR THE ACCOUNTS OF MARKET-MAKERS WITH AN APPOINTMENT IN THE APPLICABLE CLASS ON THE EXCHANGE, IN ALL CLASSES, TO BE SOLICITED FOR THE INITIATING ORDER SUBMITTED FOR EXECUTION AGAINST AN AGENCY ORDER INTO A SIMPLE AIM, SIMPLE SAM, FLEX AIM OR FLEX SAM AUCTION

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Proposes To Amen... Read More