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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING OF AMENDMENT NO. 1 AND ORDER GRANTING ACCELERATED APPROVAL OF A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO MODIFY CERTAIN INITIAL LISTING REQUIREMENTS

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 11.9(C)(8) TO CLARIFY PEGGED ORDER OPERATION AND TO ALIGN BZX RULE 11.9(C)(8) WITH THE CORRESPONDING RULE OF ITS AFFILIATE EXCHANGES, CBOE EDGA EXCHANGE, INC. ("EDGA") AND CBOE EDGX EXCHANGE, INC. ("EDGX")

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND OPTIONS 7, SECTIONS 3 AND 4 REGARDING THE CROSSING FEE CAP

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NASDAQ BX, INC.; NASDAQ GEMX, LLC; NASDAQ MRX, LLC; NASDAQ PHLX LLC; NASDAQ ISE, LLC; ORDER APPROVING PROPOSED RULE CHANGE TO AMEND THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS OF PARENT CORPORATION, NASDAQ, INC.

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Nasdaq BX, Inc.; Nasdaq GEMX, LLC; Nasdaq MRX, LLC; Na... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 19B-5 AND FORM PILOT

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 19b-5 and Form PIL... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ENHANCE THE DESIGNATED LIQUIDITY PROVIDER PROGRAM AND ADD A NEW MARKET QUALITY SUPPORTER PROGRAM

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PRIVACY ACT OF 1974; SYSTEM OF RECORDS

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Privacy Act of 1974; System of Records. The notice was published in the Federal Register on Dec. 23 by Sherry R. ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 6A-4, FORM 1-N

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 6a-4, Form 1-N. T... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND PHLX EQUITY 6, SECTION 4 (EXCHANGE SHARING OF PSX PARTICIPANT RISK SETTINGS) TO PERMIT THE ALLOCATION OF RESPONSIBILITY TO CLEARING MEMBERS

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 516, ORDER TYPES, TO REMOVE THE DEFINITION OF A ROUTE TO FLOOR ORDER

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Ru... Read More