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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ TEXAS, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE GENERAL 8 TO ESTABLISH FEES FOR LIQUID-COOLED CABINETS

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule C... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 13F-2-SHORT POSITION AND SHORT ACTIVITY REPORTING BY INSTITUTIONAL INVESTMENT MANAGERS

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 13f-2-Short... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ MRX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE GENERAL 8 TO ESTABLISH FEES FOR LIQUID-COOLED CABINETS

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: DEREGISTRATION UNDER SECTION 8(F) OF THE INVESTMENT COMPANY ACT OF 1940

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Deregistration Under Section 8(f) of the Investment Company Act of 1940. The notice was published in the Federal... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LONG-TERM STOCK EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 14.350 REGARDING INFORMATION CIRCULAR REQUIREMENTS

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 10C-1A

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 10c-1a. Th... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ABX LONGEVITY GROWTH AND INCOME FUND AND ABL WEALTH ADVISORS, LLC

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: ABX Longevity Growth and Income Fund and ABL Wealth Advisors, LLC. The notice was published in the Federal Regis... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: MACQUARIE WEALTH ADVISERS, LLC ET AL.

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Macquarie Wealth Advisers, LLC et al. The notice was published in the Federal Register on Sept. 30 by Sherry R. ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 15C1-6

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15c1-6. Th... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ ISE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE GENERAL 8 TO ESTABLISH FEES FOR LIQUID-COOLED CABINETS

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More