WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule C... Read More
WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 13f-2-Short... Read More
WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More
WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Deregistration Under Section 8(f) of the Investment Company Act of 1940. The notice was published in the Federal... Read More
WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a ... Read More
WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 10c-1a. Th... Read More
WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: ABX Longevity Growth and Income Fund and ABL Wealth Advisors, LLC. The notice was published in the Federal Regis... Read More
WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Macquarie Wealth Advisers, LLC et al. The notice was published in the Federal Register on Sept. 30 by Sherry R. ... Read More
WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15c1-6. Th... Read More
WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More