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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO ALLOW POST-ONLY ORDERS IN SUB-DOLLAR SECURITIES

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Allow Post-Only Orde... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE TO AMEND AND RESTATE THE SECOND AMENDED AND RESTATED CROSS-MARGINING AGREEMENT BETWEEN FICC AND CME AND AMEND RELATED GSD RULES

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amen... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND SQF PORT FEES

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: FORM S-4-REGISTRATION STATEMENT

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form S-4-Registration S... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND ITS FEE SCHEDULES TO ESTABLISH NEW FEES FOR ITS 10 GIGABIT PER SECOND ("GB") PHYSICAL PORT CONNECTION TO THE EXCHANGE

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 17F-1(G)

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17f-1(g). The not... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO MODIFY RULE 11.21 TO ADOPT A RETAIL PRICE IMPROVEMENT PROGRAM AND MODIFY RULE 11.6(E)(2) AND RULE 11.10(A)(4)(C)-(D) IN ORDER TO DESCRIBE THE BEHAVIOR OF ORDERS CONTAINING A NON-DISPLAYED INSTRUCTION

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To App... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND OPTIONS 7, SECTION 9, B, PORT FEES

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING AND EXTENSION OF REVIEW PERIOD OF ADVANCE NOTICE TO AMEND AND RESTATE THE SECOND AMENDED AND RESTATED CROSS-MARGINING AGREEMENT BETWEEN FICC AND CME AND AMEND RELATED GSD RULES

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of Review Period ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE GRANITESHARES 4X LONG RUSSELL 1000 DAILY ETF AND THE GRANITESHARES 4X SHORT RUSSELL 1000 DAILY ETF UNDER RULE 14.11(F)(4) (TRUST ISSUED RECEIPTS)

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Appr... Read More