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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SHELTON FUNDS, ET AL.

WASHINGTON, Dec. 9 -- Securities And Exchange Commission has issued a notice called: Shelton Funds, et al. The notice was published in the Federal Register on Dec. 9 by Sherry R. Haywood, Assistant S... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE DEPOSITORY TRUST COMPANY; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE RELATING TO ANNUAL TESTING OF THE RECOVERY AND WIND-DOWN PLAN

WASHINGTON, Dec. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Prop... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S PRICING SCHEDULE AT OPTIONS 7, SECTION 3

WASHINGTON, Dec. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ ISE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S PRICING SCHEDULE AT OPTIONS 7, SECTIONS 3 AND 4

WASHINGTON, Dec. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NATIONAL SECURITIES CLEARING CORPORATION; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE RELATING TO ANNUAL TESTING OF THE RECOVERY AND WIND-DOWN PLAN

WASHINGTON, Dec. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectivene... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: OPPENHEIMER & CO. INC., ET AL.; NOTICE OF APPLICATION AND TEMPORARY ORDER DECEMBER 5, 2025

WASHINGTON, Dec. 9 -- Securities And Exchange Commission has issued a notice called: Oppenheimer & Co. Inc, et al.; Notice of Application and Temporary Order December 5, 2025. The notice was publishe... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE FRANKLIN CRYPTO INDEX ETF, SHARES OF WHICH WERE APPROVED TO LIST AND TRADE ON THE EXCHANGE PURSUANT TO BZX RULE 14.11(E)(4)

WASHINGTON, Dec. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE CANARY STAKED SEI ETF UNDER BZX RULE 14.11(E)(4), COMMODITY-BASED TRUST SHARES

WASHINGTON, Dec. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Appro... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE RELATING TO ANNUAL TESTING OF THE RECOVERY AND WIND-DOWN PLAN

WASHINGTON, Dec. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; 24X NATIONAL EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE TRANSACTION FEE SCHEDULE APPLICABLE TO MEMBERS OF THE EXCHANGE

WASHINGTON, Dec. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed ... Read More