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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE EQUITY 2, SECTION 9 REGARDING CLEARING AND SETTLEMENT IN CONNECTION WITH 23-5 TRADING

WASHINGTON, Oct. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE DEPOSITORY TRUST COMPANY; NOTICE OF FILING OF PROPOSED RULE CHANGE TO MODERNIZE THE DIRECT REGISTRATION SYSTEM

WASHINGTON, Oct. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modernize ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO MAKE CONFORMING CHANGES TO REFLECT THE NAME CHANGE OF NASDAQ BX, INC. TO NASDAQ TEXAS, LLC

WASHINGTON, Oct. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ ISE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO MAKE CONFORMING CHANGES TO REFLECT THE NAME CHANGE OF NASDAQ BX, INC. TO NASDAQ TEXAS, LLC

WASHINGTON, Oct. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SLR SECURED LENDING PARTNERS, LLC AND SLR SECURED SPECIALTY LENDING FUND

WASHINGTON, Oct. 5 -- Securities And Exchange Commission has issued a notice called: SLR Secured Lending Partners, LLC and SLR Secured Specialty Lending Fund. The notice was published in the Federal ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO MAKE CONFORMING CHANGES TO REFLECT THE NAME CHANGE OF NASDAQ BX, INC. TO NASDAQ TEXAS, LLC

WASHINGTON, Oct. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: POTENTIAL DESIGNATION OF CHARTERED FINANCIAL ANALYST DESIGNATION AS QUALIFYING NATURAL PERSONS FOR ACCREDITED INVESTOR STATUS

WASHINGTON, Oct. 5 -- Securities And Exchange Commission has issued a notice called: Potential Designation of Chartered Financial Analyst Designation as Qualifying Natural Persons for Accredited Inves... Read More


POSTAL REGULATORY COMMISSION ISSUES NOTICE: NEW POSTAL PRODUCTS

WASHINGTON, Oct. 5 -- Postal Regulatory Commission has issued a notice called: New Postal Products. The notice was published in the Federal Register on Oct. 5 by Sarah Wessel, Senior Paralegal Specia... Read More


NUCLEAR REGULATORY COMMISSION ISSUES NOTICE: SUNSHINE ACT MEETINGS

WASHINGTON, Oct. 5 -- Nuclear Regulatory Commission has issued a notice called: Sunshine Act Meetings. The notice was published in the Federal Register on Oct. 5 by Wesley W. Held, Policy Coordinator... Read More


NUCLEAR REGULATORY COMMISSION ISSUES NOTICE: INFORMATION COLLECTION: INFORMATION COLLECTIONS CONTAINED IN THE SUNSET RULE

WASHINGTON, Oct. 5 -- Nuclear Regulatory Commission has issued a notice called: Information Collection: Information Collections Contained in the Sunset Rule. The notice was published in the Federal R... Read More