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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CME SECURITIES CLEARING INC.; ORDER APPROVING PROPOSED RULE CHANGE TO MODIFY THE CME SECURITIES CLEARING INC. AMENDED AND RESTATED BY-LAWS, BOARD OF DIRECTORS CHARTER, RISK MANAGEMENT COMMITTEE CHARTER, NOMINATING COMMITTEE CHARTER, AND AUDIT COMMITTEE CHARTER

WASHINGTON, April 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; CME Securities Clearing Inc.; Order Approving Proposed Rule Change To Modify the C... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 402, CRITERIA FOR UNDERLYING SECURITIES, AND EXCHANGE RULE 403, WITHDRAWAL OF APPROVAL OF UNDERLYING SECURITIES, TO ESTABLISH LISTING CRITERIA AND WITHDRAWAL STANDARDS FOR OPTIONS ON COMMODITY-BASED TRUSTS HOLDING MULTIPLE CRYPTO ASSETS

WASHINGTON, April 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ ISE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE REVIEW OF PROFESSIONAL ORDERS

WASHINGTON, April 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: SCHEDULE TO

WASHINGTON, April 16 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Schedule TO. The noti... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 402, CRITERIA FOR UNDERLYING SECURITIES, AND EXCHANGE RULE 403, WITHDRAWAL OF APPROVAL OF UNDERLYING SECURITIES, TO ESTABLISH LISTING CRITERIA AND WITHDRAWAL STANDARDS FOR OPTIONS ON COMMODITY-BASED TRUSTS HOLDING MULTIPLE CRYPTO ASSETS

WASHINGTON, April 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange R... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 402, CRITERIA FOR UNDERLYING SECURITIES, AND EXCHANGE RULE 403, WITHDRAWAL OF APPROVAL OF UNDERLYING SECURITIES, TO ESTABLISH LISTING CRITERIA AND WITHDRAWAL STANDARDS FOR OPTIONS ON COMMODITY-BASED TRUSTS HOLDING MULTIPLE CRYPTO ASSETS

WASHINGTON, April 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND REVIEW OF PROFESSIONAL ORDERS

WASHINGTON, April 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: FORM 5-ANNUAL STATEMENT OF BENEFICIAL OWNERSHIP

WASHINGTON, April 16 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form 5-Annual Statemen... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE MIAX SAPPHIRE OPTIONS EXCHANGE FEE SCHEDULE

WASHINGTON, April 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MAKE CLARIFYING CHANGES TO THE RULE TEXT RELATED TO THE TRADING FLOOR

WASHINGTON, April 16 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More