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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGA EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 11.1(A)(1) TO ADOPT A START TIME ORDER INSTRUCTION

WASHINGTON, Nov. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: NOTICE OF POTENTIAL CHANGE TO INCREASE MAXIMUM FIXED-DOLLAR AMOUNT FOR ALTERNATIVE COMPLIANCE MECHANISM FOR SECURITY-BASED SWAP DEALERS THAT ARE REGISTERED AS SWAP DEALERS AND HAVE LIMITED SECURITY-BASED SWAP ACTIVITIES

WASHINGTON, Nov. 2 -- Securities And Exchange Commission has issued a notice called: Notice of Potential Change To Increase Maximum Fixed-Dollar Amount for Alternative Compliance Mechanism for Securit... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MX2 LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE 11.23 CONCERNING THE RESUMPTION OF TRADING FOLLOWING A LEVEL 3 MARKET-WIDE CIRCUIT BREAKER HALT IN CONNECTION WITH THE INDUSTRY'S EXPANSION OF TRADING HOURS TO 23 HOURS PER DAY, 5 DAYS PER WEEK

WASHINGTON, Nov. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Ame... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ELDRIDGE DYNAMIC INCOME FUND, ET AL.

WASHINGTON, Nov. 2 -- Securities And Exchange Commission has issued a notice called: Eldridge Dynamic Income Fund, et al. The notice was published in the Federal Register on Nov. 2 by Sherry R. Haywo... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 11.1(A) TO ADOPT A START TIME ORDER INSTRUCTION

WASHINGTON, Nov. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 18A-5

WASHINGTON, Nov. 2 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 18a-5. The notice ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS: LONG-TERM STOCK EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE 11.280 CONCERNING THE RESUMPTION OF TRADING FOLLOWING A LEVEL 3 MARKET-WIDE CIRCUIT BREAKER HALT

WASHINGTON, Nov. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations: Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Prop... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE TEXAS, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE BYLAWS OF THE EXCHANGE

WASHINGTON, Nov. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND FEES AND REBATES FOR PROFESSIONAL CUSTOMER ORDERS FOR QCC AND CQCC TRANSACTIONS AND ESTABLISH A TIERED FEE STRUCTURE FOR AWAY MARKET MAKER FACILITATION OF CUSTOMER QFOS OR CQFOS

WASHINGTON, Nov. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE 3.2(B)(3)(C)(II)

WASHINGTON, Nov. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More