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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE 11.280 (LIMIT UP-LIMIT DOWN PLAN AND TRADING HALTS ON THE EXCHANGE) TO REFLECT THAT IEX WILL NOT CANCEL OUTSTANDING ORDERS DURING A REGULATORY HALT OR OPERATIONAL HALT IN ANTICIPATION OF THE SIP IMPLEMENTATION OF THE NEW REGULATORY HALT RULES

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 1900, INTERPRETATION AND POLICY .06, TO REDUCE THE WAITING PERIODS FOR RETAKING FINRA QUALIFICATION EXAMINATIONS

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effect... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING AND EXTENSION OF THE REVIEW PERIOD OF AN ADVANCE NOTICE, AS MODIFIED BY PARTIAL AMENDMENT NO. 1, TO ESTABLISH A GUARANTY FUND AT THE GOVERNMENT SECURITIES DIVISION

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of the Review Per... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S TRANSACTION FEES AT OPTIONS 7, SECTION 3, NOTE 18

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE, AS MODIFIED BY PARTIAL AMENDMENT NO. 1, TO ESTABLISH A GUARANTY FUND AT THE GOVERNMENT SECURITIES DIVISION

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Mod... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 3100, INTERPRETATION AND POLICY .06, TO REDUCE THE WAITING PERIODS FOR RETAKING FINRA QUALIFICATION EXAMINATIONS

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; TEXAS STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO OFFER ADDITIONAL TICKETS UNDER THE EXCHANGE'S RODEO PROGRAM AND RE-OPEN THE APPLICATION WINDOW FOR THE RODEO PROGRAM; AND PERMIT SPONSORED PARTICIPANTS TO PARTICIPATE IN THE RODEO PROGRAM TOGETHER WITH A SPONSORING MEMBER OF THE EXCHANGE AS JOINT PARTICIPANTS

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Propose... Read More


POSTAL REGULATORY COMMISSION ISSUES NOTICE: NEW POSTAL PRODUCTS

WASHINGTON, Aug. 11 -- Postal Regulatory Commission has issued a notice called: New Postal Products. The notice was published in the Federal Register on Aug. 11 by Danielle LeFlore, Legal Assistant. ... Read More


NUCLEAR REGULATORY COMMISSION ISSUES NOTICE: APPLICATION FOR AMENDMENTS TO FACILITY OPERATING LICENSES INVOLVING PROPOSED NO SIGNIFICANT HAZARDS CONSIDERATION DETERMINATION AND CONTAINING SENSITIVE UNCLASSIFIED NON-SAFEGUARDS INFORMATION AND ORDER IMPOSING PROCEDURES FOR ACCESS TO SENSITIVE UNCLASSIFIED NON-SAFEGUARDS INFORMATION

WASHINGTON, Aug. 11 -- Nuclear Regulatory Commission has issued a notice called: Application for Amendments to Facility Operating Licenses Involving Proposed No Significant Hazards Consideration Deter... Read More


NUCLEAR REGULATORY COMMISSION ISSUES NOTICE: SUNSHINE ACT MEETINGS

WASHINGTON, Aug. 11 -- Nuclear Regulatory Commission has issued a notice called: Sunshine Act Meetings. The notice was published in the Federal Register on Aug. 11 by Wesley W. Held, Policy Coordinat... Read More