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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; SUSPENSION OF AND ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO ADOPT RULE 8.23

WASHINGTON, March 25 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF DESIGNATION OF LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO LIST AND TRADE NASDAQ BITCOIN INDEX OPTIONS

WASHINGTON, March 25 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Designation of Longer Period for Commission Action on P... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO ESTABLISH IMPLEMENTATION TIMEFRAME FOR ENHANCEMENT OF CORRELATION CALCULATION FOR BOND HAIRCUT MODELS

WASHINGTON, March 25 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND MINIMUM INCREMENTS

WASHINGTON, March 25 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROGRAM FOR ALLOCATION OF REGULATORY RESPONSIBILITIES PURSUANT TO RULE 17D-2; ORDER APPROVING AND DECLARING EFFECTIVE AN AMENDED PLAN FOR THE ALLOCATION OF REGULATORY RESPONSIBILITIES BETWEEN THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., MEMX LLC, AND MX2 LLC

WASHINGTON, March 25 -- Securities And Exchange Commission has issued a notice called: Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effec... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PACER FUNDS TRUST AND PACER ADVISORS, INC.

WASHINGTON, March 25 -- Securities And Exchange Commission has issued a notice called: Pacer Funds Trust and Pacer Advisors, Inc. The notice was published in the Federal Register on March 25 by Vanes... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SAVVLY FUND #3 AND SAVVLY ADVISOR, LLC; NOTICE OF APPLICATION

WASHINGTON, March 25 -- Securities And Exchange Commission has issued a notice called: Savvly Fund #3 and Savvly Advisor, LLC; Notice of Application. The notice was published in the Federal Register ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON A PROPOSED RULE CHANGE TO AMEND THE INITIAL LISTING STANDARDS SET FORTH IN SECTIONS 101 AND 102 OF THE NYSE AMERICAN COMPANY GUIDE

WASHINGTON, March 25 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ACAP STRATEGIC FUND, ET AL.

WASHINGTON, March 25 -- Securities And Exchange Commission has issued a notice called: ACAP Strategic Fund, et al. The notice was published in the Federal Register on March 25 by Vanessa A. Countryma... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: NOTICE OF AN APPLICATION OF MEMX LLC FOR TEMPORARY EXEMPTIVE RELIEF FROM COMPLIANCE WITH CERTAIN PROVISIONS OF RULE 610(C) OF REGULATION NMS, AS AMENDED, PURSUANT TO SECTION 36(A)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 610(F) OF REGULATION NMS, AND REQUEST FOR COMMENT

WASHINGTON, March 25 -- Securities And Exchange Commission has issued a notice called: Notice of an Application of MEMX LLC for Temporary Exemptive Relief From Compliance With Certain Provisions of Ru... Read More