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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING OF AMENDMENT NOS. 2 AND 3 AND ORDER GRANTING ACCELERATED APPROVAL OF A PROPOSED RULE CHANGE, AS AMENDED BY AMENDMENT NOS. 2 AND 3, TO EXTEND THE EXCHANGE'S TRADING HOURS TO 23 HOURS A DAY, FIVE DAYS A WEEK

WASHINGTON, April 15 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment Nos. 2 and 3 and Order ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND ITS RULES TO ENABLE THE EXCHANGE TO OFFER TRADING IN EQUITY SECURITIES AND EXCHANGE TRADED PRODUCTS 23 HOURS PER DAY, FIVE DAYS PER WEEK

WASHINGTON, April 15 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Its ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO FACILITATE THE TRANSFER AND TRADING OF OPTIONS THAT OVERLIE A REDUCED VALUE OF THE MSCI WORLD INDEX (1/100), THE FULL VALUE OF THE MSCI ACWI INDEX AND A REDUCED VALUE OF THE MSCI USA INDEX (1/100)

WASHINGTON, April 15 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: JOHN HANCOCK GA MORTGAGE TRUST, ET AL.

WASHINGTON, April 15 -- Securities And Exchange Commission has issued a notice called: John Hancock GA Mortgage Trust, et al. The notice was published in the Federal Register on April 15 by Sherry R.... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND ITS FEE SCHEDULE TO ESTABLISH A NEW "RETAIL BROKER" DEFINITION AND RELATED PRICING FOR THE EXCHANGE'S COMPLEX ORDER BOOK DATA FEED

WASHINGTON, April 15 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Ru... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE PHLX PRICING SCHEDULE AT OPTIONS 7, SECTION 2, CUSTOMER REBATE PROGRAM, AND AT OPTIONS 7, SECTION 4, MULTIPLY LISTED OPTIONS FEES

WASHINGTON, April 15 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: JOINT INDUSTRY PLAN; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF AMENDMENT TO THE NATIONAL MARKET SYSTEM PLAN GOVERNING THE CONSOLIDATED AUDIT TRAIL REGARDING CONVERSION AND NAME CHANGE OF NASDAQ BX, INC. TO NASDAQ TEXAS, LLC

WASHINGTON, April 15 -- Securities And Exchange Commission has issued a notice called: Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; ICR TYPE EXTENSION: FORM 144-NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

WASHINGTON, April 15 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; ICR Type Extension: Form 144-Noti... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND ITS FEE SCHEDULE TO REVISE THE CRITERIA OF LMP TIERS 1 AND 2

WASHINGTON, April 15 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE OPTIONS CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE BY THE OPTIONS CLEARING CORPORATION CONCERNING AMENDMENTS TO OCC'S STANS METHODOLOGY DESCRIPTION TO ENABLE OCC TO ACCEPT BINARY OPTIONS FOR CLEARING AND APPROPRIATELY MANAGE THE RISK CREATED BY BINARY OPTIONS

WASHINGTON, April 15 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change by the ... Read More