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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX EMERALD, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE MIAX EMERALD OPTIONS EXCHANGE FEE SCHEDULE TO AMEND THE FEES FOR ALL LIQUIDITY TAKER EVENT REPORTS

WASHINGTON, April 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BYX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 11.9(C)(11) AND RULE 11.13(A)(4)(C)-(D) TO DESCRIBE THE BEHAVIOR OF NON-DISPLAYED ORDERS

WASHINGTON, April 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 11.9(C)(11) AND RULE 11.13(A)(4)(C)-(D) TO DESCRIBE THE BEHAVIOR OF NON-DISPLAYED ORDERS

WASHINGTON, April 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE MIAX OPTIONS EXCHANGE FEE SCHEDULE FOR ALL LIQUIDITY TAKER EVENT REPORTS

WASHINGTON, April 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effec... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LCH SA; NOTICE OF FILING OF PROPOSED RULE CHANGE RELATING TO THE CDSCLEAR RISK FRAMEWORK

WASHINGTON, April 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the CDSClear Risk Fra... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGA EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 11.6(E)(2) AND RULE 11.10(A)(4)(C)-(D) TO DESCRIBE THE BEHAVIOR OF ORDERS CONTAINING A NON-DISPLAYED INSTRUCTION

WASHINGTON, April 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propos... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE MIAX SAPPHIRE FEE SCHEDULE FOR ALL LIQUIDITY TAKER EVENT REPORTS

WASHINGTON, April 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 3A-8 UNDER THE INVESTMENT COMPANY ACT OF 1940

WASHINGTON, April 17 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 3a-8 Under the In... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS: LONG-TERM STOCK EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND LTSE FEE SCHEDULE TO MODIFY TRANSACTION FEES

WASHINGTON, April 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations: Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Pr... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF FILING OF AMENDMENT NO. 1 AND ORDER GRANTING ACCELERATED APPROVAL OF A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO AMEND FINRA RULE 4210 (MARGIN REQUIREMENTS) TO REPLACE THE DAY TRADING MARGIN PROVISIONS WITH INTRADAY MARGIN STANDARDS

WASHINGTON, April 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1... Read More