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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE PURSUANT TO IEX RULE 15.110(A) AND (C) TO ESTABLISH A FEE SCHEDULE FOR CERTAIN NON-TRANSACTION FEES APPLICABLE TO PARTICIPANTS TRADING OPTIONS CONTRACTS ON AND PRODUCTS AND SERVICES TO BE PROVIDED BY THE EXCHANGE

Posted On: 2026-09-29
Government News US Fed News Biecch

WASHINGTON, Sept. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed R... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: NOTICE OF AN APPLICATION OF CBOE CLEAR U.S., LLC FOR AN EXEMPTION PURSUANT TO SECTION 36 OF THE SECURITIES EXCHANGE ACT OF 1934 REGARDING THE TREATMENT OF CUSTOMER MARGIN UNDER ITEM 13 AND NOTE F OF EXHIBIT A TO RULE 15C3-3

Posted On: 2026-09-29
Government News US Fed News Biecch

WASHINGTON, Sept. 29 -- Securities And Exchange Commission has issued a notice called: Notice of an Application of Cboe Clear U.S, LLC for an Exemption Pursuant to Section 36 of the Securities Exchang... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 2621 (CLEARLY ERRONEOUS EXECUTIONS)

Posted On: 2026-09-29
Government News US Fed News Biecch

WASHINGTON, Sept. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE DEPOSITORY TRUST COMPANY; NOTICE OF FILING OF PROPOSED RULE CHANGE TO ESTABLISH AND IMPLEMENT ANNOUNCEDIRECT FOR THE SUBMISSION OF CORPORATE ACTION ANNOUNCEMENTS

Posted On: 2026-09-29
Government News US Fed News Biecch

WASHINGTON, Sept. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Establis... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; TEXAS STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE FEE SCHEDULE TO ESTABLISH FEES FOR INDUSTRY MEMBERS RELATED TO REASONABLY BUDGETED CAT COSTS OF THE NATIONAL MARKET SYSTEM PLAN GOVERNING THE CONSOLIDATED AUDIT TRAIL FOR THE PERIOD FROM MAY 1, 2026 THROUGH DECEMBER 31, 2026

Posted On: 2026-09-29
Government News US Fed News Biecch

WASHINGTON, Sept. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Propos... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND CBOE BITCOIN U.S. ETF INDEX OPTIONS ("CBTX") AND CBOE MINI BITCOIN U.S. ETF INDEX OPTIONS ("MBTX") STANDARD TRANSACTION FEES

Posted On: 2026-09-29
Government News US Fed News Biecch

WASHINGTON, Sept. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Ru... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: NOTICE OF INTENTION TO CANCEL REGISTRATION OF CERTAIN MUNICIPAL ADVISORS PURSUANT TO SECTION 15B(C)(3) OF THE SECURITIES EXCHANGE ACT OF 1934

Posted On: 2026-09-29
Government News US Fed News Biecch

WASHINGTON, Sept. 29 -- Securities And Exchange Commission has issued a notice called: Notice of Intention To Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(c)(3) of the Sec... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; BOX EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 5050 TO AMEND THE SHORT TERM OPTION SERIES PROGRAM WITH RESPECT TO QUALIFYING SECURITIES

Posted On: 2026-09-29
Government News US Fed News Biecch

WASHINGTON, Sept. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LCH SA; ORDER APPROVING PROPOSED RULE CHANGE RELATING TO THE LCH SA CALM MINIMUM CASH COLLATERAL REQUIREMENT AND TO LCH LIQUIDITY RISK POLICY

Posted On: 2026-09-29
Government News US Fed News Biecch

WASHINGTON, Sept. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the LCH SA CaLM Minimum C... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE GENERAL 8 TO ESTABLISH FEES FOR LIQUID-COOLED CABINETS

Posted On: 2026-09-29
Government News US Fed News Biecch

WASHINGTON, Sept. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More