SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 19B-5 AND FORM PILOT

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 19b-5 and Form PIL... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ENHANCE THE DESIGNATED LIQUIDITY PROVIDER PROGRAM AND ADD A NEW MARKET QUALITY SUPPORTER PROGRAM

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PRIVACY ACT OF 1974; SYSTEM OF RECORDS

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Privacy Act of 1974; System of Records. The notice was published in the Federal Register on Dec. 23 by Sherry R. ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 6A-4, FORM 1-N

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 6a-4, Form 1-N. T... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND PHLX EQUITY 6, SECTION 4 (EXCHANGE SHARING OF PSX PARTICIPANT RISK SETTINGS) TO PERMIT THE ALLOCATION OF RESPONSIBILITY TO CLEARING MEMBERS

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 516, ORDER TYPES, TO REMOVE THE DEFINITION OF A ROUTE TO FLOOR ORDER

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Ru... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO DISCONTINUE THE GOOD-TILL-CANCELLED TIME-IN-FORCE ORDER ATTRIBUTE IN ITS EQUITIES MARKET

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO PERMIT THE EXCHANGE TO EXTEND THE QUOTE-ONLY PERIOD

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING OF AMENDMENT NO. 1 AND ORDER GRANTING ACCELERATED APPROVAL OF A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO ADD P.M.-SETTLED OPTIONS ON THE CBOE MAGNIFICENT 10 INDEX WITH THIRD FRIDAY EXPIRATIONS, NONSTANDARD EXPIRATIONS, AND QUARTERLY INDEX EXPIRATIONS

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Acceler... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 302

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 302. The notice w... Read More

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