Exclusive

Publication

Byline

Location

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND RULE 4.21 (SERIES OF FLEX OPTIONS)

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 4.21... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S RULES TO ENABLE THE TRADING OF SECURITIES ON THE EXCHANGE IN TOKENIZED FORM

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Propo... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULES 21.19 AND 21.21 TO PERMIT ORDERS FOR THE ACCOUNTS OF MARKET-MAKERS WITH AN APPOINTMENT IN THE APPLICABLE CLASS TO BE SOLICITED FOR THE INITIATING ORDER FOR A SIMPLE AIM OR SIMPLE SAM AUCTION

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propos... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: JOINT INDUSTRY PLAN; NOTICE OF FILING OF AMENDMENT NO. 1, AND ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE AN AMENDMENT TO THE JOINT SELF-REGULATORY ORGANIZATION PLAN GOVERNING THE COLLECTION, CONSOLIDATION AND DISSEMINATION OF QUOTATION AND TRANSACTION INFORMATION FOR NASDAQ-LISTED SECURITIES TRADED ON EXCHANGES ON AN UNLISTED TRADING PRIVILEGES BASIS, AS MODIFIED BY AMENDMENT NO. 1 THERETO, TO EXTEND THE PROCESSOR'S HOURS OF OPERATION

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Joint Industry Plan; Notice of Filing of Amendment No. 1, and Order Instituting Proceedings To Determine Whether ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND VARIOUS AUCTION MECHANISMS

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: NOTICE OF REQUEST FOR EXEMPTIVE RELIEF, PURSUANT TO SECTION 36(A) OF THE SECURITIES EXCHANGE ACT OF 1934, FROM CERTAIN ASPECTS OF RULE 17AD-22(E)(18)(IV) OF THE SECURITIES EXCHANGE ACT OF 1934 AND REQUEST FOR COMMENT

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Notice of Request for Exemptive Relief, Pursuant to Section 36(a) of the Securities Exchange Act of 1934, From Ce... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SABA CAPITAL INCOME & OPPORTUNITIES FUND II, ET AL.

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Saba Capital Income & Opportunities Fund II, et al. The notice was published in the Federal Register on April 22... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE BONDBLOXX PRIVATE CREDIT TRUST UNDER BZX RULE 14.11(F), TRUST ISSUED RECEIPTS

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Tr... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND VARIOUS AUCTION MECHANISMS

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More


POSTAL SERVICE ISSUES NOTICE: PRODUCT CHANGE-PRIORITY MAIL EXPRESS, PRIORITY MAIL, AND USPS GROUND ADVANTAGE NEGOTIATED SERVICE AGREEMENTS, PRIORITY MAIL, AND USPS GROUND ADVANTAGE NEGOTIATED SERVICE AGREEMENTS

WASHINGTON, April 22 -- Postal Service has issued a notice called: Product Change-Priority Mail Express, Priority Mail, and USPS Ground Advantage Negotiated Service Agreements, Priority Mail, and USPS... Read More