Exclusive

Publication

Byline

Location

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 104

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 104. The noti... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LCH SA; ORDER APPROVING PROPOSED RULE CHANGE RELATING TO THE CDS CLEARING RULES (AMF OUTSOURCING; EMIR SITG; EU CCPRR)

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the CDS Clearing Rules (AMF ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 2040, QUALIFIED FLOOR ORDERS

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND PORTS FEES

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE DEPOSITORY TRUST COMPANY; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE DTC RULES TO ALIGN A PROVISION WITH RULE 17AD-22(E)(19) UNDER THE SECURITIES EXCHANGE ACT OF 1934

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Propo... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO ADOPT A STOCK LOAN INVENTORY FUNCTIONALITY FOR SILEXX

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; TEXAS STOCK EXCHANGE LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO ADOPT RULES RELATED TO THE LISTING AND TRADING OF CLOSED-END FUNDS ON THE EXCHANGE

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing of a Proposed Rule Change To Adopt Rules R... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LONG-TERM STOCK EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE LTSE FEE SCHEDULE TO INTRODUCE THE LTSE MEMBERSHIP LAUNCHPAD PROGRAM

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Propo... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ ISE, LLC; NOTICE OF FILING OF PROPOSED RULE CHANGE TO PERMIT THE LISTING OF A.M.-SETTLED OPTIONS ON THE NASDAQ-100 INDEX THAT EXPIRE ON ANY MONDAY, TUESDAY, WEDNESDAY, THURSDAY, OR FRIDAY (OTHER THAN THE THIRD FRIDAY-OF-THE-MONTH OR DAYS THAT COINCIDE WITH AN END-OF-MONTH EXPIRATION) AND EXPIRE ON THE LAST TRADING DAY OF THE MONTH

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Permit the Listing of A.... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON A PROPOSED RULE CHANGE TO AMEND CERTAIN RULES REGARDING COMPLEX ORDERS AND COMPLEX ORDER AUCTIONS TO ACCOMMODATE STOP-LIMIT COMPLEX ORDERS AND ESTABLISH STOP COMPLEX ORDER AUCTIONS AS A NEW TYPE OF AUCTION MECHANISM

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action o... Read More