SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE DESCRIPTION AND CONTENTS OF GEMX TRADE OUTLINE PRODUCTS

WASHINGTON, May 14 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NATIONAL SECURITIES CLEARING CORPORATION; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO FACILITATE THE EXCHANGE OF A MUTUAL FUND SHARE TO AN EXCHANGE-TRADED FUND SHARE, SHORTEN THE SETTLEMENT TIME FOR CERTAIN NETWORKING PAYMENTS, AND CLARIFY CERTAIN FEES

WASHINGTON, May 14 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectivene... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: GOLDENTREE OPPORTUNISTIC CREDIT FUND, ET AL.

WASHINGTON, May 14 -- Securities And Exchange Commission has issued a notice called: GoldenTree Opportunistic Credit Fund, et al. The notice was published in the Federal Register on May 14 by Vanessa... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PRECIDIAN ETF TRUST II, ET AL.

WASHINGTON, May 14 -- Securities And Exchange Commission has issued a notice called: Precidian ETF Trust II, et al. The notice was published in the Federal Register on May 14 by Vanessa A. Countryman... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ESTABLISH FEES FOR INDUSTRY MEMBERS RELATED TO REASONABLY BUDGETED CAT COSTS OF THE NATIONAL MARKET SYSTEM PLAN GOVERNING THE CONSOLIDATED AUDIT TRAIL FOR MAY 1, 2026 THROUGH DECEMBER 31, 2026

WASHINGTON, May 14 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND ITS FEES SCHEDULE TO MAKE CHANGES IN CONNECTION WITH THE FEES RELATED TO CERTAIN ORDERS EXECUTED IN AUTOMATED IMPROVEMENT MECHANISM AUCTIONS, AMEND THE CUSTOMER VOLUME INCENTIVE PROGRAM AND AFFILIATED VOLUME PLAN, AND AMEND THE CBOE OPTIONS HISTORICAL DEPTH DESCRIPTION

WASHINGTON, May 14 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ESTABLISH FEES FOR INDUSTRY MEMBERS RELATED TO REASONABLY BUDGETED CAT COSTS OF THE NATIONAL MARKET SYSTEM PLAN GOVERNING THE CONSOLIDATED AUDIT TRAIL FOR MAY 1, 2026 THROUGH DECEMBER 31, 2026

WASHINGTON, May 14 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE TEXAS, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE 7.37

WASHINGTON, May 14 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BYX EXCHANGE, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND RULE 11.25 TO INTRODUCE AN OPTIONAL, CONTINGENT INSTRUCTION APPLICABLE TO PERIODIC AUCTION ONLY ORDERS, INTRODUCE A TIME-IN-FORCE OF AUCTION OR CANCEL, AND MAKE CONFORMING CHANGES TO ITS PERIODIC AUCTION PROCESSING BEHAVIOR TO SUPPORT THE PROPOSED CONTINGENT INSTRUCTION

WASHINGTON, May 14 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AQR DELPHI LONG-SHORT FUND AND AQR CAPITAL MANAGEMENT, LLC

WASHINGTON, May 14 -- Securities And Exchange Commission has issued a notice called: AQR Delphi Long-Short Fund and AQR Capital Management, LLC. The notice was published in the Federal Register on Ma... Read More

• ««
• «
• 78869
• 78870
• 78871
• 78872
• 78873
• 78874
• 78875
• 78876
• 78877
• 78878
• »
• »»