SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND THE FINRA RULE 6700 SERIES (TRADE REPORTING AND COMPLIANCE ENGINE) (TRACE) TO EXPAND THE SCOPE OF THE NON-MEMBER AFFILIATE-PRINCIPAL TRANSACTION INDICATOR TO ALSO INCLUDE MEMBER AFFILIATES

WASHINGTON, May 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Ch... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON A PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE VANECK JITOSOL ETF UNDER NASDAQ RULE 5711(D) (COMMODITY-BASED TRUST SHARES)

WASHINGTON, May 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S RULES TO ENABLE THE TRADING OF SECURITIES ON THE EXCHANGE IN TOKENIZED FORM

WASHINGTON, May 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: CONSOLIDATED TAPE ASSOCIATION; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF THE FORTY-FIRST AMENDMENT TO THE SECOND RESTATEMENT OF THE CTA PLAN AND THIRTY-SECOND AMENDMENT TO THE RESTATED CQ PLAN

WASHINGTON, May 6 -- Securities And Exchange Commission has issued a notice called: Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Forty-First Amendment to the Seco... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LCH SA; NOTICE OF AN APPLICATION FOR AN EXEMPTION PURSUANT TO SECTION 36 OF THE SECURITIES EXCHANGE ACT OF 1934 RELATING TO RULE FILING REQUIREMENTS AND REQUEST FOR COMMENT

WASHINGTON, May 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; LCH SA; Notice of an Application for an Exemption Pursuant to Section 36 of the Secur... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF FILING OF AMENDMENT NO. 1 AND ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO ADOPT FINRA RULE 3290 (OUTSIDE ACTIVITIES REQUIREMENTS)

WASHINGTON, May 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 an... Read More

RAILROAD RETIREMENT BOARD ISSUES NOTICE: SUNSHINE ACT MEETINGS

WASHINGTON, May 6 -- Railroad Retirement Board has issued a notice called: Sunshine Act Meetings. The notice was published in the Federal Register on May 6 by Stephanie Hillyard, Secretary to the Boa... Read More

POSTAL SERVICE ISSUES NOTICE: PRODUCT CHANGE-PRIORITY MAIL, AND USPS GROUND ADVANTAGE NEGOTIATED SERVICE AGREEMENTS, PRIORITY MAIL NEGOTIATED SERVICE AGREEMENTS

WASHINGTON, May 6 -- Postal Service has issued a notice called: Product Change-Priority Mail, and USPS Ground Advantage Negotiated Service Agreements, Priority Mail Negotiated Service Agreements. The... Read More

POSTAL REGULATORY COMMISSION ISSUES NOTICE: NEW POSTAL PRODUCTS

WASHINGTON, May 6 -- Postal Regulatory Commission has issued a notice called: New Postal Products. The notice was published in the Federal Register on May 6 by Danielle LeFlore, Legal Assistant. Sum... Read More

POSTAL REGULATORY COMMISSION ISSUES NOTICE: COMPETITIVE POSTAL PRODUCTS

WASHINGTON, May 6 -- Postal Regulatory Commission has issued a notice called: Competitive Postal Products. The notice was published in the Federal Register on May 6 by Parvaneh Higareda, Alternate Fe... Read More

• ««
• «
• 164737
• 164738
• 164739
• 164740
• 164741
• 164742
• 164743
• 164744
• 164745
• 164746
• »
• »»