SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ ISE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND VARIOUS AUCTION MECHANISMS

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ TEXAS, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE NTX OPTIONS PRICE IMPROVEMENT AUCTION

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule C... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: CONSOLIDATED TAPE ASSOCIATION; NOTICE OF FILING OF AMENDMENT NO. 1, AND ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE THE FORTIETH SUBSTANTIVE AMENDMENT TO THE SECOND RESTATEMENT OF THE CTA PLAN AND THIRTY-FIRST SUBSTANTIVE AMENDMENT TO THE RESTATED CQ PLAN, AS MODIFIED BY AMENDMENT NO. 1 THERETO, TO EXTEND THE PROCESSOR'S HOURS OF OPERATION

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Consolidated Tape Association; Notice of Filing of Amendment No. 1, and Order Instituting Proceedings To Determin... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NATIONAL SECURITIES CLEARING CORPORATION; ORDER APPROVING PROPOSED RULE CHANGE CONCERNING NEW TRANSACTION REPORTING CAPABILITY FOR MEMBERS THAT MAINTAIN CLEARING RELATIONSHIPS WITH ANOTHER MEMBER

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change Con... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND RULE 4.21 (SERIES OF FLEX OPTIONS)

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 4.21... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S RULES TO ENABLE THE TRADING OF SECURITIES ON THE EXCHANGE IN TOKENIZED FORM

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Propo... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULES 21.19 AND 21.21 TO PERMIT ORDERS FOR THE ACCOUNTS OF MARKET-MAKERS WITH AN APPOINTMENT IN THE APPLICABLE CLASS TO BE SOLICITED FOR THE INITIATING ORDER FOR A SIMPLE AIM OR SIMPLE SAM AUCTION

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propos... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: JOINT INDUSTRY PLAN; NOTICE OF FILING OF AMENDMENT NO. 1, AND ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE AN AMENDMENT TO THE JOINT SELF-REGULATORY ORGANIZATION PLAN GOVERNING THE COLLECTION, CONSOLIDATION AND DISSEMINATION OF QUOTATION AND TRANSACTION INFORMATION FOR NASDAQ-LISTED SECURITIES TRADED ON EXCHANGES ON AN UNLISTED TRADING PRIVILEGES BASIS, AS MODIFIED BY AMENDMENT NO. 1 THERETO, TO EXTEND THE PROCESSOR'S HOURS OF OPERATION

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Joint Industry Plan; Notice of Filing of Amendment No. 1, and Order Instituting Proceedings To Determine Whether ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND VARIOUS AUCTION MECHANISMS

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: NOTICE OF REQUEST FOR EXEMPTIVE RELIEF, PURSUANT TO SECTION 36(A) OF THE SECURITIES EXCHANGE ACT OF 1934, FROM CERTAIN ASPECTS OF RULE 17AD-22(E)(18)(IV) OF THE SECURITIES EXCHANGE ACT OF 1934 AND REQUEST FOR COMMENT

WASHINGTON, April 22 -- Securities And Exchange Commission has issued a notice called: Notice of Request for Exemptive Relief, Pursuant to Section 36(a) of the Securities Exchange Act of 1934, From Ce... Read More

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